SettingsMembers of the United States Securities and Exchange Commission
Albert S. Herlong, Jr.
Albert Sydney Herlong, Jr. was a U.S. Representative from Florida.
Albert Sydney Herlong, Jr. was a U.S. Representative from Florida.
Andrew Downey Orrick
Andrew Downey Orrick was the acting chairman of the U.S. Securities and Exchange Commission in San Francisco.
Andrew Downey Orrick was the acting chairman of the U.S. Securities and Exchange Commission in San Francisco.
Annette Nazareth
Annette LaPorte Nazareth (born January 27, 1956) is an American attorney who served as Commissioner of the U.S. Securities and Exchange Commission from August 4, 2005 to January 31, 2008.
Annette LaPorte Nazareth (born January 27, 1956) is an American attorney who served as Commissioner of the U.S. Securities and Exchange Commission from August 4, 2005 to January 31, 2008.
Arthur Levitt
Arthur Levitt, Jr. (born 1931) was the twenty-fifth and longest-serving Chairman of the United States Securities and Exchange Commission (SEC) from 1993 to 2001.
Arthur Levitt, Jr. (born 1931) was the twenty-fifth and longest-serving Chairman of the United States Securities and Exchange Commission (SEC) from 1993 to 2001.
Aulana L. Peters
Aulana L. Peters is a retired partner at the law firm of Gibson, Dunn & Crutcher LLP, where she was active partner from 1980 to 1984 and from 1988 to 2000.
Aulana L. Peters is a retired partner at the law firm of Gibson, Dunn & Crutcher LLP, where she was active partner from 1980 to 1984 and from 1988 to 2000.
Barbara, Lady Judge
Barbara Thomas, Lady Judge, CBE is an American lawyer, business woman and nuclear consultant who moved to the United Kingdom.
Barbara Thomas, Lady Judge, CBE is an American lawyer, business woman and nuclear consultant who moved to the United Kingdom.
Christopher Cox
Charles Christopher Cox, is a former Chairman of the U.S. Securities and Exchange Commission, a 17-year Republican member of the United States House of Representatives, and member of the White H...
Charles Christopher Cox, is a former Chairman of the U.S. Securities and Exchange Commission, a 17-year Republican member of the United States House of Representatives, and member of the White H...
Clarence H. Adams
Clarence H. Adams was an American government official and businessman who served as a commissioner of the U.S. Securities and Exchange Commission from 1952 to 1956.
Clarence H. Adams was an American government official and businessman who served as a commissioner of the U.S. Securities and Exchange Commission from 1952 to 1956.
Cynthia Glassman
Dr. Cynthia Aaron Glassman of Alexandria, Virginia was a commissioner of the U.S. Securities and Exchange Commission.
Dr. Cynthia Aaron Glassman of Alexandria, Virginia was a commissioner of the U.S. Securities and Exchange Commission.
David Sturtevant Ruder
David Sturtevant Ruder (born 1929) is the William W. Gurley Memorial Professor of Law Emeritus at Northwestern University School of Law, where he has served on the faculty since 1961, and where ...
David Sturtevant Ruder (born 1929) is the William W. Gurley Memorial Professor of Law Emeritus at Northwestern University School of Law, where he has served on the faculty since 1961, and where ...
Donald C. Cook
Donald C. Cook served as chairman of the U.S. Securities and Exchange Commission between 1952 and 1953 and also served as a member from 1949-1953.
Donald C. Cook served as chairman of the U.S. Securities and Exchange Commission between 1952 and 1953 and also served as a member from 1949-1953.
Donald Nicolaisen
Donald T. Nicolaisen was the chief accountant for the U.S. Securities and Exchange Commission between 2003 and 2005.
Donald T. Nicolaisen was the chief accountant for the U.S. Securities and Exchange Commission between 2003 and 2005.
Edmond M. Hanrahan
Edmond M. Hanrahan served as chairman of the U.S. Securities and Exchange Commission between 1948 and 1949 and also served as a member from 1946-1949.
Edmond M. Hanrahan served as chairman of the U.S. Securities and Exchange Commission between 1948 and 1949 and also served as a member from 1946-1949.
Edmund J. Brandon
Edmund John Brandon was an American attorney and government official who served as the Administrator of the U.S. Securities and Exchange Commission's Boston Regional Office, Zone 1 in 1935 and a...
Edmund John Brandon was an American attorney and government official who served as the Administrator of the U.S. Securities and Exchange Commission's Boston Regional Office, Zone 1 in 1935 and a...
Edward C. Eicher
Edward C. Eicher (December 16, 1878 - November 29, 1944) was a three-term congressman, federal securities regulator, and federal district court judge during the presidency of Franklin D. Roosevelt.
Edward C. Eicher (December 16, 1878 - November 29, 1944) was a three-term congressman, federal securities regulator, and federal district court judge during the presidency of Franklin D. Roosevelt.
Edward N. Gadsby
Edward N. Gadsby served as chairman of the U.S. Securities and Exchange Commission between 1957 and 1961.
Edward N. Gadsby served as chairman of the U.S. Securities and Exchange Commission between 1957 and 1961.
Elisse B. Walter
Elisse B. Walter (born April 14, 1950 in New York City) was appointed by President George W. Bush to the U.S. Securities and Exchange Commission and was sworn in on July 9, 2008.
Elisse B. Walter (born April 14, 1950 in New York City) was appointed by President George W. Bush to the U.S. Securities and Exchange Commission and was sworn in on July 9, 2008.
Ferdinand Pecora
Ferdinand Pecora (January 6, 1882 – December 7, 1971) was an American lawyer and judge who became famous in the 1930s as Chief Counsel to the United States Senate Committee on Banking and Curren...
Ferdinand Pecora (January 6, 1882 – December 7, 1971) was an American lawyer and judge who became famous in the 1930s as Chief Counsel to the United States Senate Committee on Banking and Curren...
G. Bradford Cook
G. Bradford Cook (born 1936) served as chairman of the U.S. Securities and Exchange Commission in the year of 1973.
G. Bradford Cook (born 1936) served as chairman of the U.S. Securities and Exchange Commission in the year of 1973.
Ganson Purcell
Ganson Purcell served as chairman of the U.S. Securities and Exchange Commission between 1942 and 1946 and also served as a member from 1941-1946.
Ganson Purcell served as chairman of the U.S. Securities and Exchange Commission between 1942 and 1946 and also served as a member from 1941-1946.
George C. Mathews
George C. Mathews was an American economist who served as a member of the U.S. Securities and Exchange Commission under Franklin Delano Roosevelt from 1934 to 1940.
George C. Mathews was an American economist who served as a member of the U.S. Securities and Exchange Commission under Franklin Delano Roosevelt from 1934 to 1940.
H. David Kotz
H. David Kotz (age 44 in 2011) has been the Inspector General of the U.S. Securities and Exchange Commission (SEC) since his appointment on December 5, 2007.
H. David Kotz (age 44 in 2011) has been the Inspector General of the U.S. Securities and Exchange Commission (SEC) since his appointment on December 5, 2007.
Hamer H. Budge
Hamer Harold Budge (November 21, 1910 – July 22, 2003) was a politician of the United States.
Hamer Harold Budge (November 21, 1910 – July 22, 2003) was a politician of the United States.
Harold M. Williams
Harold Marvin Williams (born January 5, 1928) served as chairman of U.S. Securities and Exchange Commission between 1977 and 1981.
Harold Marvin Williams (born January 5, 1928) served as chairman of U.S. Securities and Exchange Commission between 1977 and 1981.
Harvey Goldschmid
Harvey Goldschmid (born May 6, 1940) is currently the Dwight Professor of Law at Columbia Law School.
Harvey Goldschmid (born May 6, 1940) is currently the Dwight Professor of Law at Columbia Law School.
Harvey Pitt
Harvey Pitt was the 26th chairman of the U.S. Securities and Exchange Commission, serving from 2001-2003.
Harvey Pitt was the 26th chairman of the U.S. Securities and Exchange Commission, serving from 2001-2003.
J. Allen Frear, Jr.
Joseph Allen Frear, Jr. (March 7, 1903 – January 15, 1993) was an American businessman and politician from Dover, in Kent County, Delaware.
Joseph Allen Frear, Jr. (March 7, 1903 – January 15, 1993) was an American businessman and politician from Dover, in Kent County, Delaware.
J. Sinclair Armstrong
James Sinclair Armstrong (October 15, 1915 – November 5, 2000) served as chairman of the U.S. Securities and Exchange Commission between 1955 and 1957 and also served as a member from 1957...
James Sinclair Armstrong (October 15, 1915 – November 5, 2000) served as chairman of the U.S. Securities and Exchange Commission between 1955 and 1957 and also served as a member from 1957...
James J. Caffrey
James J. Caffrey served as chairman of the U.S. Securities and Exchange Commission between 1946 and 1947 and also served as a member from 1945-1947.
James J. Caffrey served as chairman of the U.S. Securities and Exchange Commission between 1946 and 1947 and also served as a member from 1945-1947.
James M. Landis
James McCauley Landis (September 25, 1899 – July 30, 1964) was an American academic, government official and legal adviser.
James McCauley Landis (September 25, 1899 – July 30, 1964) was an American academic, government official and legal adviser.
Jerome Frank (lawyer)
Jerome New Frank (September 10, 1889 - January 13, 1957) was a legal philosopher who played a leading role in the legal realism movement and a judge of the United States Court of Appeals for th...
Jerome New Frank (September 10, 1889 - January 13, 1957) was a legal philosopher who played a leading role in the legal realism movement and a judge of the United States Court of Appeals for th...
John S.R. Shad
John S.R. Shad (1923–1994), served as chairman of U.S. Securities and Exchange Commission between 1981 and 1987.
John S.R. Shad (1923–1994), served as chairman of U.S. Securities and Exchange Commission between 1981 and 1987.
John Wesley Hanes II
John Wesley Hanes II was an American investment banker and corporate turnaround specialist who served as Under Secretary of the United States Treasury and was President of the New York Racing As...
John Wesley Hanes II was an American investment banker and corporate turnaround specialist who served as Under Secretary of the United States Treasury and was President of the New York Racing As...
Joseph Grundfest
Joseph Grundfest is an American academic.
Joseph Grundfest is an American academic.
Joseph P. Kennedy, Sr.
Joseph Patrick "Joe" Kennedy, Sr. was a prominent American businessman, investor, and government official.
Joseph Patrick "Joe" Kennedy, Sr. was a prominent American businessman, investor, and government official.
Kathleen L. Casey
Kathleen L. Casey is a Republican commissioner of the U.S. Securities and Exchange Commission.
Kathleen L. Casey is a Republican commissioner of the U.S. Securities and Exchange Commission.
L. Glenn Perry
Lloyd Glenn Perry (October 28, 1944 - October 21, 1998) was the first Chief Accountant of the United States Securities and Exchange Commission.
Lloyd Glenn Perry (October 28, 1944 - October 21, 1998) was the first Chief Accountant of the United States Securities and Exchange Commission.
Leon Henderson
Leon Henderson (1895 - 1986) was the administrator of the Office of Price Administration from 1941 to 1942.
Leon Henderson (1895 - 1986) was the administrator of the Office of Price Administration from 1941 to 1942.
Luis A. Aguilar
Luis A. Aguilar is a Democratic commissioner of the U.S. Securities and Exchange Commission.
Luis A. Aguilar is a Democratic commissioner of the U.S. Securities and Exchange Commission.
Manuel F. Cohen
Manuel F. Cohen (October 9, 1912 – June 16, 1977) served as chairman of the U.S. Securities and Exchange Commission between 1964 and 1969 and also served as a member from 1961-1969.
Manuel F. Cohen (October 9, 1912 – June 16, 1977) served as chairman of the U.S. Securities and Exchange Commission between 1964 and 1969 and also served as a member from 1961-1969.
Mary Schapiro
Mary L. Schapiro (born June 19, 1955) is the 29th Chairman of the U.S. Securities and Exchange Commission (SEC).
Mary L. Schapiro (born June 19, 1955) is the 29th Chairman of the U.S. Securities and Exchange Commission (SEC).
Paul Carey (politician)
Paul Robert Carey (October 18, 1962 – June 14, 2001) was a White House Special Assistant to U.S. President Bill Clinton and the 77th Commissioner of the Securities and Exchange Commission.
Paul Robert Carey (October 18, 1962 – June 14, 2001) was a White House Special Assistant to U.S. President Bill Clinton and the 77th Commissioner of the Securities and Exchange Commission.
Paul S. Atkins
Paul S. Atkins is Managing Director of Patomak Partners LLC, which provides consulting services regarding financial services industry matters, including regulatory compliance, risk and crisis ma...
Paul S. Atkins is Managing Director of Patomak Partners LLC, which provides consulting services regarding financial services industry matters, including regulatory compliance, risk and crisis ma...
Ralph H. Demmler
Ralph H. Demmler (died December 23rd, 1995) served as chairman of the U.S. Securities and Exchange Commission between 1953 and 1955.
Ralph H. Demmler (died December 23rd, 1995) served as chairman of the U.S. Securities and Exchange Commission between 1953 and 1955.
Ray Garrett, Jr.
Ray Garrett, Jr. (August 11, 1920 - February 3, 1980, Chicago, Illinois) was a senior partner at Gardner Carton & Douglas in Chicago until his appointment as the Chairman of the U.S. Securities ...
Ray Garrett, Jr. (August 11, 1920 - February 3, 1980, Chicago, Illinois) was a senior partner at Gardner Carton & Douglas in Chicago until his appointment as the Chairman of the U.S. Securities ...
Richard C. Breeden
Richard C. Breeden (born December 6, 1949) is a former Chairman of the U.S. Securities and Exchange Commission, hedge fund manager, and corporate chairman.
Richard C. Breeden (born December 6, 1949) is a former Chairman of the U.S. Securities and Exchange Commission, hedge fund manager, and corporate chairman.
Robert I. Millonzi
Robert I. Millonzi (1910–1986) was an American lawyer and member of the Securities and Exchange Commission under President Harry S. Truman.
Robert I. Millonzi (1910–1986) was an American lawyer and member of the Securities and Exchange Commission under President Harry S. Truman.
Roderick M. Hills
Roderick M. Hills (born 1931) served as Chairman of the U.S. Securities and Exchange Commission between 1975 and 1977.
Roderick M. Hills (born 1931) served as Chairman of the U.S. Securities and Exchange Commission between 1975 and 1977.
Roel Campos
Roel Clark Campos (born 1949) is a Hispanic-American business lawyer.
Roel Clark Campos (born 1949) is a Hispanic-American business lawyer.
Stephen J. Friedman
Stephen J. Friedman, former commissioner of the United States Securities and Exchange Commission, is the current president of Pace University.
Stephen J. Friedman, former commissioner of the United States Securities and Exchange Commission, is the current president of Pace University.
Steven Wallman
Steven Wallman was Commissioner of the U.S. Securities and Exchange Commission (SEC) from 1994 to 1997, for which he was appointed by Bill Clinton.
Steven Wallman was Commissioner of the U.S. Securities and Exchange Commission (SEC) from 1994 to 1997, for which he was appointed by Bill Clinton.
Sumner Pike
Sumner T. Pike (1891–1976), served as acting chairman of United States Atomic Energy Commission (AEC) in 1950.
Sumner T. Pike (1891–1976), served as acting chairman of United States Atomic Energy Commission (AEC) in 1950.
Troy A. Paredes
Troy A. Paredes has served as a Commissioner of the U.S. Securities and Exchange Commission (SEC) since August 1, 2008.
Troy A. Paredes has served as a Commissioner of the U.S. Securities and Exchange Commission (SEC) since August 1, 2008.
William H. Donaldson
William Henry Donaldson (born June 2, 1931 in Buffalo, New York, USA) was the 27th Chairman of the U.S. Securities and Exchange Commission (SEC), serving from February 2003 to June 2005.
William Henry Donaldson (born June 2, 1931 in Buffalo, New York, USA) was the 27th Chairman of the U.S. Securities and Exchange Commission (SEC), serving from February 2003 to June 2005.
William J. Casey
William Joseph Casey (March 13, 1913 – May 6, 1987) was the Director of Central Intelligence from 1981 to 1987.
William Joseph Casey (March 13, 1913 – May 6, 1987) was the Director of Central Intelligence from 1981 to 1987.
William L. Cary
William Lucius Cary served as chairman of the U.S. Securities and Exchange Commission between 1961 and 1964.
William Lucius Cary served as chairman of the U.S. Securities and Exchange Commission between 1961 and 1964.
William O. Douglas
William Orville Douglas was an Associate Justice of the United States Supreme Court.
William Orville Douglas was an Associate Justice of the United States Supreme Court.